Compliance Advisory Manager – Pensions

We are acting as sole agency for a fund management firm seeking to appoint an Investment Compliance Manager in a newly created role.

This person will be a key stakeholder within the Compliance function, partnering closely with the business on a day-to-day basis. The role requires a strong investment compliance background and would ideally suit someone with knowledge of, and coding experience in, the BlackRock Aladdin system.

The successful candidate will be a strong communicator who can work autonomously when needed and brings excellent product knowledge, particularly across LDI strategies.

Strong communication and training skills are essential, as this role will play an important part in the ongoing education and training of staff.

The role requires a minimum of three days in the office and will ideally align with market hours, from 8:00 am to 5:00 pm.

Job Requirements:

• Manage the Compliance Module on Blackrock Aladdin, overseeing coding, amendments, and resolving trade alerts.
• Develop and maintain compliance policies to fulfil regulatory obligations, with emphasis on Market Abuse, Regulatory Reporting, EMIR, and Order Execution.
• Support risk-based compliance monitoring and testing.
• Address emerging compliance issues with management and third parties.
• Strong knowledge of LDI strategies for pensions funds.
• Deliver staff training on compliance policies and procedures.

Unless otherwise stated, candidates must have the right to work in the UK.

 The CLARC Guarantee – we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.

Apply for this role through this job post or email an application to jobs@clarcrecruitment.com

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