Front Office Risk & Controls Analyst – Monitoring & Assurance

A large Wealth & Asset Management business are looking for a Risk & Controls Analyst to join their Front Office focused Risk & Control team. Candidates should have a background in Risk & Controls or Compliance Monitoring.

The firm will consider candidates looking to move from 2LOD to 1LOD.

Duties & Experience required include:

• Strong knowledge of FCA Suitability requirements within a wealth management business.
• Good monitoring & assurance skills, compliance or risk management.
• Knowledge of Jersey (JFSC) and US (SEC) rules, preferable.
• Excellent communication skills, both written and oral.

Unless otherwise stated, candidates must have the right to work in the UK.

 The CLARC Guarantee – we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.

Apply for this role through this job post or email an application to jobs@clarcrecruitment.com

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