Overview

An innovative global Commodity Firm is looking to hire a Senior Compliance Manager to be responsible for all regulatory matters and compliance withing the group whilst managing a small team.

Main Responsibilities

  • Handling regulatory inquires from FCA, CTFC, NFA and other global regulators and exchanges
  • Provide advice to the business on regulatory matters
  • Drafting, implementing and updating firm policies and procedures
  • Carrying out AML monitoring and assisting with the design and development of relevant AML reports
  • Assisting with the development and delivery of compliance training programs

Job Requirements:

  • Degree educated
  • Several years Compliance experience from a brokerage or trading firm with a good knowledge of FCA, NFA & CFTC regulations
  • FINMA experience preferred

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Apply for this role through this job post or email an application to vacancies@clarcrecruitment.com

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