April 23, 2024

Senior Compliance Manager – Advisory

A leading Asset Management business is looking to hire a Senior Compliance Officer to manage their Advisory team, managing a team of 4 direct reports. The successful candidate will have a strong background across Central Compliance / Advisory functions, ready to bring fresh ideas and running with the implementation of new systems & processes across the function.

Main Responsibilities:

  • Providing guidance and advice across all business areas including, but not limited to, Investment Management & Alternatives business lines.
  • Manage & implement projects within the team.
  • Action regulatory developments relevant to the business lines.
  • Work closely with all other teams within the Compliance function.
  • Carry out improvements to new systems within the team. 

Job Requirements:

  • Minimum of 5 years Compliance Advisory experience working within a fund management business.
  • Previous team management experience, preferable.
  • Strong FCA regulatory knowledge, including UCITS & AIFMD
  • Strong IT and project management experience.
  • Excellent communication skills, both written and oral.

Unless otherwise stated, candidates must have the right to work in the UK. 

The CLARC Guarantee – we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.

Apply for this role through this job post or email an application to jobs@clarcrecruitment.com

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