Overview

A leading Investment Management business is looking to recruit an Investment Compliance Analyst to join their business. The role will cover a range of monitoring duties with some advisory work as well.

Salary: £50K + Bonus & Benefits

Main Responsibilities

  • Monitor investment activity to ensure compliance with client guidelines, regulatory rules, prospectuses, and policies and procedures both on an automated and manual basis.
  • Research potential violations and escalate as needed to resolve.
  • Work closely with Portfolio Management, Trading, and Operations to manage trade day alerts through BlackRock Solutions Aladdin application.
  • Assist with the delivery of the compliance monitoring programme
  • Provide regulatory advice and guidance to the business as required on existing regulations and changes to regulations, assisting with project and implementation plans as required.

Job Requirements:

  • At least 2 years Compliance experience within a similar role with a strong understanding of Portfolio/Investment Compliance working within an Asset Management business.
  • Strong IT skills including experience of Guideline Monitoring systems, ideally Aladdin but other similar systems will also be considered.
  • Degree educated, preferable.
  • Excellent verbal & written communication skills.

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