Overview

We are recruiting for a Global Alternatives Asset Management business looking for Deputy Chief Compliance Officer & Legal Counsel to join their London office in a broad and varied role. This role would appeal to a candidate that is comfortable working in a hands-on role liaising with senior management daily. The role reports into the CCO based in New York.

Main Responsibilities:

  • Identifying, advising upon, and management of legal and global compliance risks related to the Group’s
  • Investment advisory activity, portfolio investments and related regulatory developments;
  • Managing regulatory filings in the UK;
  • Serving as the Group’s Money Laundering Reporting Officer and Data Protection Officer;
  • Conducting training sessions on AML/CFT, data privacy and other compliance matters;
  • General contract negotiation, including NDAs and other operational and service agreements;
  • Providing transactional legal support for the Group’s Head Investment Counsel
  • Liaising with and management of external legal counsel and consultants;
  • Collaborating with Investments, Finance, Corporate Administration, Operations, Analytics, Investor 

Job Requirements:

  • Law degree from a top-tier university;
  • Qualification as a solicitor in England;
  • Four or more years’ experience in a compliance role with an asset manager/investment firm
  • Good working knowledge of equities, fixed income, loans, hedge fund operations and trade flow;
  • Foreign Language skills desirable

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Apply for this role through this job post or email an application to jobs@clarcrecruitment.com

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