Overview

An Investment Bank is looking for a Compliance Surveillance & Reporting Associate to join their team in a broad and varied role. The successful individual must have good experience using Bloomberg BTCA and ideally have some Trade Reporting experience. The role has potential to go from temp to perm for the right individual.

Main Responsibilities

  • Carry out Market Abuse Monitoring utilising Bloomberg’s BTCA systems.
  • Responsible for maintaining accurate records and data in conjunction with regulatory reporting.
  • Update relevant policies & procedures in relation to Market Abuse.
  • Perform manual derivatives monitoring.
  • Implement changes to the monitoring process, enhancing the current process.
  • Carry out EMIR calculations.
  • Collate & distribute relevant MI on a month basis.
  • Ad hoc projects, as and when required.

Job Requirements:

  • At least 5 years Compliance experience within a similar Monitoring & Reporting role working for a similar financial services firm.
  • Experience of Bloomberg BTCA is essential.
  • Experience of Unavista, preferable.
  • Strong attention to detail, ability to assess & investigate is key.
  • Strong IT skills
  • Excellent verbal & written communication skills.

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