Overview

An Investment Bank based in Central London are looking for a Compliance Surveillance Analyst to join their growing team. Successful candidates will have a strong background in Market Abuse surveillance with experience of using Bloomberg BTCA system.

Main Responsibilities:

  • Daily analysis & investigation into alerts generated by Bloomberg BTCA and TransWatch systems.
  • Produce relevant monthly MI & data reporting
  • Preparing reports for management regarding the status of alert investigation & escalation.
  • Ensuring that monitoring procedures and parameters are updated to facilitate change in business and market conditions.
  • Initiate communication and escalate situations as necessary
  • Assist with regulatory enquiries and investigations relating to Market Conduct
  • Carry out project work as and when required

Job Requirements: 

  • At least 2 years Compliance Surveillance experience from within an Investment Bank.
  • Strong IT skills including previous experience working with Bloomberg BTCA and/or TransWatch systems.
  • Good understanding of the Market Abuse Directive.
  • Excellent data skills both collation & interpretation.

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Apply for this role through this job post or email an application to jobs@clarcrecruitment.com

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