Overview

We are recruiting for large Institutional Investment Management firm looking for a Risk & Compliance Analyst to join their team in London. Candidates must have excellent qualifications including a minimum 2.1 degree, alongside relevant Compliance experience within a similar business.

Main Responsibilities:

  • Carry out Compliance Monitoring reviews ensuring that reviews are performed, completed and followed up on a timely basis.
  • Assist with various duties surrounding Guideline Compliance Monitoring.
  • Oversee PA Dealing requests.
  • Act as the AML specialist in the team, working closely with the MLRO.
  • Assist with Regulatory Reporting in the UK & US.
  • Carry out compliance projects as and when required.

Job Requirements:

  • At least 2 years Compliance experience working within an Institutional Investment management business.
  • Knowledge of European & US regulatory requirements would be advantageous.
  • Excellent qualifications, education & professional, with a minimum a 2.1 degree ideally from a top university.
  • Excellent analytical skills, good IT skills an additional bonus.
  • Excellent communication skills, both written & verbally.

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