Compliance Officer – Wealth Management

A Wealth Management business is looking to recruit a Compliance Officer to join the advisory team on a 12-month fixed term contract. The role will require an individual comfortable advising the business on a daily basis and getting involved in a range of Compliance duties.

Duties & Experience required include:

• At least 3 years Generalist Compliance experience, ideally within a Wealth Management firm.
• Strong knowledge of the FCA handbook, in particular COBS.
• Experience working with UCITS and/or AIFs, advantageous.
• Excellent communication skills, both written and oral.

Unless otherwise stated, candidates must have the right to work in the UK. 

The CLARC Guarantee – we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.

Apply for this role through this job post or email an application to jobs@clarcrecruitment.com

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