June 13, 2024

Compliance Officer – Quantitative Trading

A Quant Trading firm based in Amsterdam are looking to hire a Compliance Officer to join their growing business in a generalist Compliance role.

Main Responsibilities:

  • Assist in designing/performing periodic reviews and/or internal audits.
  • Assist in the development and on-going maintenance of internal surveillance systems and procedures.
  • Research regulations and enforcement actions by reviewing regulatory circulars and other sources of information and provide monthly firm-wide updates.
  • Support the firm’s training program by producing up to date materials on new products and regulation.
  • Maintain third-party compliance software by updating current policies and attestations and communicating updated policies and procedures to other departments.
  • Conduct the firm’s annual self-assessment with corresponding evidence.
  • Responsibility for monitoring compliance with transaction reporting requirements.
  • Responsibility for AML/CFT program

Job Requirements: 

  • Minimum of 5 years Compliance experience, ideally from within a similar exchange traded derivatives or securities focused financial services firm.
  • Degree educated.
  • Excellent communication skills, both written and verbal. 

The CLARC Guarantee – we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.

Unless otherwise stated, candidates must have the right to work in the UK.

Apply for this role through this job post or email an application to vacancies@clarcrecruitment.com

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