Overview

A niche Investment Management firm is looking for Compliance Officer to join their newly established Luxembourg office. An exciting opportunity for a strong Generalist Compliance candidate looking to join a business continuing to grow.

Main Responsibilities

  • Review and updating necessary policies and procedure to new requirements or updating existing policies. Ensuring board sign off of all policies annually /when a material change occurs.
  • Preparing comprehensive reports for committees/management/Board.
  • Producing the Compliance Monitoring Programme.
  • Undertaking on-going compliance monitoring.
  • Providing advice and assisting the staff of the AIFM on the regulatory implications of actual and new regulations and changes to the business;
  • Working with Administrators to ensure that KYC onboarding process is completed and is in line with the AML policies.
  • Pre-trade and post trade compliance checks.
  • Maintaining the compliance registers (e.g. complaints, conflict of interest, breaches, gifts and inducements, restricted list, GDPR);
  • Allocating and monitoring all compliance training is completed.

 Job Requirements:

  • Minimum 3 years Compliance experience working within a similar Investment Management business.
  • Strong understanding of AIFMD and of UK & Lux regulators (FCA & CSSF).
  • Fluency in French & English
  • Strong academic background, degree educated, ideally.
  • Excellent verbal & written communication skills, comfortable working within a small, friendly high-calibre team.

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Apply for this role through this job post or email an application to jobs@clarcrecruitment.com

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