June 13, 2024

Compliance Officer – Emerging Markets Investment Management

A private markets focused firm is looking to hire a Compliance Officer to join their Compliance function in a generalist compliance role, with a strong Financial Crime focus working with the firms rapidly growing emerging markets business. The ideal candidate will have a strong generalist Compliance background from within the buy side and preferably have experience working with overseas jurisdictions & regulators.

Main Responsibilities:

  • Assisting in the development and delivery of relevant compliance policies and procedures;
  • Regular review and updating of, compliance policies where required;
  • Staying abreast of and advising the business on relevant regulatory changes that impact the strategy, including but not limited to the CSSF and other relevant regulators;
  • Interpreting the impact on the business of regulatory changes and driving the implementation of proportionate and effective system and control changes to ensure compliance;
  • Providing timely regulatory advice to the business, including in support of new business initiatives;
  • Assisting business leaders within the strategy to embed relevant policies and procedures;
  • Assisting in the development and delivery of relevant and timely compliance training;
  • Maintaining adequate systems and controls to prevent the strategy being used in the furtherance of financial crime, including but not limited to money laundering, counter terrorism, and bribery;
  • Process management support including KYC and AML checks; enhanced due diligence; oversight of documentation including with service providers, record keeping and filing,

Job Requirements:

  • Minimum 7 years Compliance experience, with a strong Generalist Compliance background, from a similar Investment Management business.
  • Strong Financial Crime knowledge.
  • Experience working with the Luxembourg CSSF, preferable.
  • Degree educated
  • Proactive, driven individual.
  • Excellent communication skills, both written and oral. Must be comfortable building relationships across the business.

Unless otherwise stated, candidates must have the right to work in the UK.

The CLARC Guarantee – we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.

Apply for this role through this job post or email an application to jobs@clarcrecruitment.com

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