Overview

We are recruiting for Investment Management business based in Essex looking for a Compliance Monitoring specialist to join their Compliance team. Suitable candidates should also have a strong Funds background if possible. This is an ideal opportunity for someone looking to permanently cut out the commute to London with a full time role with split home & office working in the long term.

Main Responsibilities:

  • Assist with the development of a risk based Compliance Monitoring Program.
  • Assist in establishing and maintaining the risk-based compliance framework, with a focus on fund governance and oversight, to ensure adequate identification, assessment, communication and control of compliance risks.
  • Escalate compliance risks to senior management as and when required.
  • Assist with providing information to third parties when requested.
  • Keep abreast of regulatory developments to ensure the program remains up to date.
  • Develop test plans and documentation in support of monitoring activities.
  • Complete testing write ups including identification of issues and recommendations.
  • Assist with or lead other projects or initiatives as required.

Job Requirements:

  • At least 3 years Compliance Monitoring experience working within a similar Investment Management firm, ideally with previous experience of ACD.
  • A strong knowledge of Funds and applicable regulations to the industry.
  • Excellent communication skills, both written & verbally.

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Apply for this role through this job post or email an application to jobs@clarcrecruitment.com

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