Overview

We are exclusively recruiting for a growing global Brokerage & Hedge fund specialist with over $18 billion AUM.  They are looking to hire a hands-on Compliance Manager covering all aspect of Compliance including Financial Crime whilst holding the SMF17 for their London Office.

Main Responsibilities

  • Provide advice to the business on regulatory matters
  • Drafting, implementing and updating firm policies and procedures
  • Monitoring developments on local legal/regulatory websites for potential regulatory compliance obligations/issues
  • Lead the implementation and maintenance of the Compliance framework for the London office
  • Carrying out AML monitoring and assisting with the design and development of relevant AML reports
  • Advising on the financial crime aspects of new financial services/product developments
  • Prepare annual AML/CFT and financial crime risk assessment, relevant to the operating environment (UK and international) for presenting to the Board of Directors.
  • Assisting with the development and delivery of compliance training programs
  • Assist in ad hoc projects as and when required

Job Requirements:

  • Degree educated
  • At least 5 years Regulatory experience from within a similar regulated financial services business
  • Knowledge of AIFMD is an advantage
  • Either currently holding the SMF17 function or looking to hold it for the first time
  • Excellent verbal & written communication skills.

The CLARC Guarantee – we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us.

Apply for this role through this job post or email an application to vacancies@clarcrecruitment.com

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