A niche Investment Management firm is looking for Compliance Officer to join their business in a broad & varied role that will in time hold the SMF 16 & 17 functions. May appeal to a candidate at a larger firm looking to move to a smaller business to broaden their day to day duties in a very hands on role. Candidates MUST have a very strong academic background across all stages of their academic studies.

Main Responsibilities

  • Quarterly AIFMD regulatory reporting.
  • Monthly AIFMD risk monitoring.
  • Monthly CMAR Reporting and preparing for annual CASS audit.
  • Monitoring major holdings daily and making disclosures if necessary.
  • Reviewing presentations and factsheets before use or publication.
  • Periodic compliance monitoring using programmes.
  • Deputise for the Compliance Officer as and when required.
  • Annual or more frequent reviews of policies, codes, systems and controls, compliance manual etc.
  • Various fund administrative tasks relating to the UCITS and the AIF managed.
  • Manage the companies approach to ESG & Stewardship Code Reporting.

Job Requirements:

  • Minimum 5 years Compliance experience working within a similar Institutional Investment Manager.
  • Strong understanding of AIFMD & UCIT funds
  • Very strong academic background, degree educated, minimum 2.1 or equivalent from a top university.
  • Legally qualified, preferable but not essential.
  • Excellent verbal & written communication skills, comfortable working within a small, friendly high-calibre team.

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Apply for this role through this job post or email an application to jobs@clarcrecruitment.com

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