November 11, 2023

Compliance Manager – Commodities

A specialist Commodities business is looking to hire a Compliance Manager to join their business, reporting into the SMF 16 & 17, in a key role as the business goes through an exciting period of expansion. The role requires an individual that is comfortable working in a generalist, hands-on environment and ideally should have experience within a similar OTC Commodities Broking environment.

Main Responsibilities:

  • Reviewing and building out the compliance monitoring plan, and policies and procedures.
  • Designing the market abuse monitoring programme and completing the onboarding with an appropriate software provider.
  • Onboarding clients, completing full KYC process.
  • Collate, prepare & present Compliance reports to board meetings.
  • Work closely with the business, advising on Compliance matters as and when required.
  • Carry out Compliance training across the business.
  • Additional projects as and when required.

Job Requirements: 

  • Experience working within a Senior Compliance role within an OTC Commodity broker or similar regulated business.
  • Previous experience of implementing Monitoring programmes including Market Abuse Surveillance.
  • Overseas regulatory knowledge of USA, Middle East or Far East, preferable.
  • Excellent communication skills required alongside a commercial mindset. 

The CLARC Guarantee – we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.

Unless otherwise stated, candidates must have the right to work in the UK.

Apply for this role through this job post or email an application to vacancies@clarcrecruitment.com

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