Overview

We are recruiting for a Wealth Management firm looking for a Part-Time Compliance Analyst to join them on an initial 6 month fixed term contract. The role can be worked as 3 days a week or spread over 4 or 5 shorter days, predominantly working from home with occasional travel to London.

Main Responsibilities:

  • Assist with regulatory authorisations of approved persons
  • Assist with PA dealing approvals
  • Undertake AML screening and to address any outliers
  • Review and approve financial promotions
  • Manage the Compliance Inbox on a daily basis
  • Update and review of internal policies, procedures and registers and undertake any appropriate analysis
  • Assist with ad hoc tasks as required.

Job Requirements:

  • At least 12 months Compliance experience working within an Investment or Wealth management business.
  • A good, generalist compliance background with the ability to hit the ground running from day one.
  • Excellent communication skills, both written & verbally.

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Apply for this role through this job post or email an application to jobs@clarcrecruitment.com

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