Overview

A leading Investment Management business is looking for a Compliance Adviser to monitor, assess and advise on the impact of emerging regulation and regulatory initiative affecting the business.

Main Responsibilities:

  • Analysis of the FCAs publications on prudential regulation, in particular, the consultation papers and policy statements on the IFPR
  • Provide guidance and support to the business on the requirements of the IFPR and other relevant prudential regulations and how they apply to the business
  • Contribute to the delivery of timely and effective reporting to the Boards, Committees and Forums, Group Counsel and Head of Compliance on Compliance activity and projects
  • Ensure that the business is aware of the relevant prudential requirements, including the IFPR.
  • Produce insightful and accurate analysis of regulatory papers as determined by the regulatory relations managers 

Job Requirements:

  • Experience of working in a financial services compliance, risk, or legal department with previous experience of advising on prudential requirements
  • Basic understanding of retail financial products including ISAs and pensions.
  • Strong interpersonal and communication skills (verbal and written)

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Apply for this role through this job post or email an application to vacancies@clarcrecruitment.com

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