A well-established Wealth Management firm based in London are looking for an Assistant Compliance Officer to join their Compliance team in a broad Compliance & Financial Crime focused role. The role is a 12 month maternity cover contract.
- Provide general regulatory guidance and advisory services to certain internal business areas.
- Support projects ensuring compliance with regulatory and legislative requirements.
- Review and approve new client on boarding KYC in line with Group standards.
- Review and approve financial promotions.
- Respond to ad-hoc queries and new business initiatives to enable line manager(s) to meet their regulatory requirements.
- Assist with the development and implementation of Compliance and AML procedures.
- Develop and maintain ongoing management information for the Board.
- At least 2 years Compliance experience working within a similar Wealth Management or Private Banking business.
- Knowledge of relevant FCA rules, particularly COBS, required.
- Strong Financial Crime knowledge, including JMLSG guidance is essential.
- Excellent interpersonal skills.
- Good communicator, comfortable dealing with all levels of staff.
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Apply for this role through this job post or email an application to firstname.lastname@example.org