Overview

A leading investment manager seeks a Senior Compliance Officer to join their Luxembourg operation in a broad and varied role. The successful individual must have a strong understanding & previous dealings with the Luxembourg regulator, CSSF.

Main Responsibilities:

  • Identifying, understanding and interpreting CSSF regulation and analysing new EU and Luxembourg legislation, and CSSF rules and expectations;
  • Drafting new policies, periodic reports and ad hoc advisory memos;
  • Ensuring that the local compliance programme is in line with the global compliance programme, aims and culture;
  • Assisting with the firms’ corporate governance – e.g. advising boards of directors;
  • Providing support on a wide variety of domestic and international regulatory matters

Job Requirements: 

  • At least 5 years compliance experience with excellent knowledge of CSSF rules & regulations.
  • Degree educated. A lawyer with several years PQE would be preferable.
  • An understanding of AIFMD.

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