Overview

Our client is an Investment Management firm based in Central London. They are looking for a Compliance Manager to join their team in an Advisory focused role with a strong focus on Financial Promotions.

Main Responsibilities:

  • Provision of high quality advice to the business on UK and overseas regulation (including financial promotions).
  • Co-ordinating Financial Promotions approval and monitoring within the Advisory team.
  • Work on new regulatory developments, asses their impact and brief the business accordingly.
  • Work with the business to build compliant systems and procedures.
  • Provide training on regulatory/compliance topics.

Job Requirements:

  • At least 5 years compliance experience in an asset management firm.
  • Strong Financial Promotion experience
  • Good working knowledge of MiFID I, MiFID II and AIFMD
  • Good communicator with excellent oral and written skills.

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